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The Myth of Greek Ethnic 'Purity' Macedonia and Greece, John Shea, 1997 pp.77-96 THE GREAT ETHNIC MIX OF GREECE
Just as Macedonia and other Balkan states
were invaded by Slavs and other peoples from the north and from within
the Balkans themselves, so were the lands that eventually were to become
modern Greece. We need to examine this issue, since the modern Greeks
repeatedly argue that they are direct ethnic descendants of the ancient
Greeks and Macedonians. The fact is that the ethnic, linguistic, and
cultural developments that these invasions created simply built upon
similar movements of peoples into and out of the Balkans in the ancient
past. THE MYTH OF GREEK ETHNIC PURITY
Greek writers give a great deal of emphasis
to the idea of Greek racial purity. For instance, in speaking of the
movements of Germanic tribes in the Balkans before the Slavs, the writer
of Macedonia History and Politics says that the Goths were beaten off
and the invasions in the fourth century did not lead to "ethnological
adulteration." In speaking about more modern times the writer says (p.
43), "Greece became involved in the 'Macedonian disputes,' because of
political pressure from the Bulgarians and Yugoslavs, and because of the
sensitivity of the Greeks towards the historical continuity of their
race." Clearly this view about racial purity amongst the Greeks,
presented here in a magazine distributed by the Greek government in
English-speaking countries, is important to the Greeks.
Macedonia has been represented as a buffer
protecting Hellenism from the waves of the barbarians throughout the
centuries. Thus it is argued by modern Greeks that the area of the
present-day Republic of Macedonia was affected by these barbarian
invasions, but the lands that are now Greece were largely unaffected.'
The Greek insistence on ethnological purity
for its people is not unusual among expressions of nationalism. The
American political scientist Buck explained that the notion of physical
kinship implied in the word "nation" is the most conspicuous element in
the popular conception of nationality. However, it is also the least
realistic. Buck points out that we have only to think of the extent of
invasion and colonization that has occurred in nearly every corner of
Europe to realize that this notion could at best be only approximate.
More importantly, from the viewpoint of historical analysis, it is not
possible to demonstrate national family connections. Recorded descent is
at best restricted to a few families that are notable for some reason or
another. All that can be shown convincingly is linguistic descent, but
this is often taken as evidence of national descent.'
Anthony D. Smith points out, specifically in
reference to the modern Greek nation, "Greek demographic continuity was
brutally interrupted in the late sixth to eighth centuries A.D. by
massive influxes of Avar, Slav and later, Albanian immigrants." He adds
that modern Greeks "could hardly count as being of ancient Greek
descent, even if this could never be ruled out.”
It seems clear that Greek nationalists do
not wish to examine evidence concerning the present state within Greece
that may reflect on this question about the reality of ethnic purity.
The editor of The Times, long the most prestigious of British
newspapers, wrote in August 1993: "Since 1961, no Greek census has
carried details of minorities. This is because successive Greek
governments, ‘a la mode japonaise,' subscribe to a myth of homogeneity.
Today, the historical refusal to acknowledge ethnic or cultural
plurality has transmogrified into a refusal to accept political dissent
in relation to these ethnic or cultural questions."
Simon Mcllwaine writes, "Modern Greek
identity is based on an unshakable conviction that the Greek State is
ethnically homogenous. This belief ... has entailed repeated and
official denial of the existence of minorities which are not of 'pure'
Hellenic origin. The obsession with Greek racial identity involves the
distortion of the history of the thousands of years when there was no
such thing as a Greek nation state.
Many of the views that follow explain that,
whether the Greeks feel comfortable with the idea or not, their peoples
are of diverse ethnic background, a great mix of the peoples of the
Balkans, and have been for the past several thousand years. If all of
the peoples of the Balkans were subjected to mixture of varying degrees
with the invaders, as was certainly the case, then the argument might
readily be made that modern-day Greeks are no more ethnically related to
early Greeks than present-day Macedonians are to ancient Macedonians.
Ancient Greeks. A common assumption is that
ancient peoples were ethnically homogenous. As has already been noted
with regard to the peoples of Macedonia, the kingdom was undoubtedly a
great mix of people, and the diversity increased with the expansion of
the Macedonian Empire. There was probably a comparable mix of peoples in
various Greek city-states. While the Greeks who came into the Balkan
peninsula became the dominant people in that area, strong influences
from the earlier inhabitants remained. "For certain areas of the Greek
mainland and many of the islands, the names of some fifteen preGreek
peoples are preserved in ancient traditions, together with a number of
other references.
A widely accepted view is that the
Indo-European language moved into Greece from Anatolia with the spread
of agriculture around 7000 B.C.6 Thus a dialect of Indo-European would
have been the language of the neolithic cultures of Greece and the
Balkans in the fifth and fourth millennia. There were also infiltrations
or invasions from the north by Indo-European speakers sometime during
the fourth or third millennium B.C.
Bernal suggests an explanation of ancient
Greek development in terms of what he calls "the ancient model."
Classical, Hellenistic, and later, pagan Greeks from the fifth century
B.C. to the fifth century A.D. believed their ancestors had been
civilized by Egyptian and Phoenician colonization and the later
influence of Greek study in Egypt. Up to the eighteenth century A.D.,
Egypt was seen as the fount of all "Gentile" philosophy and learning,
including that of the Greeks, and it was believed that the Greeks had
managed to preserve only a part of this wisdom. Bernal suggests that the
sense of loss that this created, and the quest to recover the lost
wisdom, were major motives in the development of science in the
seventeenth century.
Bernal argues that the ancient model was
accepted by historians from antiquity till the nineteenth century, and
was rejected then only for anti-Semitic and racist reasons. He sees the
Egyptian and Phoenician influence on ancient Greeks as beginning in the
first half of the second millennium B.C. He concludes that Greek
civilization is the result of the cultural mixtures created by these
colonizations and later borrowings from across the eastern
Mediterranean. These borrowings from Egypt and the Levant occurred in
the second millennium B.C. or in the thousand years from 2100 to 1100
B.C., which Bernal suggests is the period during which Greek culture was
formed! "The Ancient Greeks, though proud of themselves and their recent
accomplishments, did not see their political institutions, science,
philosophy or religion as original. Instead they derived them - through
the early colonization and later study by Greeks abroad - from the east
in general and Egypt in particular."
"Pelasgians" is the name generally given by
ancient writers to the peoples before the Hellenes. According to both
Herodotus and Thucyclides, Pelasgians formed the largest element of the
early population of Greece and the Aegean, and most of them were
gradually assimilated by the Hellenes. Herodotus saw this transformation
as following the invasion by Danaos (the Egyptian), which he took to be
around the middle of the second millennium B.C. Herodotus stated that
the Egyptian Danaids taught the Pelasgians (not the Hellenes) the
worship of the gods." The idea that the Pelasgians were the native
population, converted to something more "Greek" by the invading
Egyptians, also occurs in the plays of Aischylos and Euripides, written
around the same time as Herodotus' Histories.
The Ionians were one of the two great tribes
of Greece, the other being the Dorians. In classical times the Ionians
lived in a band across the Aegean from Attica to "Ionia on the Anatolian
shore ... Herodotus linked the Pelasgians to the lonians."
Tiberius Claudius wrote about the movements
of some Greek tribes into the Balkan peninsula:
“Among these Celts, if the word is to
have any significance, (are included) even the Achaen Greeks, who had
established themselves for some time in the Upper Danube Valley before
pushing southward into Greece. Yes, the Greeks are comparative newcomers
to Greece. They displaced the native Pelasgians ... This happened not
long before the Trojan War; the Dorian Greeks came still later -eighty
years after the Trojan War. Other Celts of the same race invaded France
and Italy at about the same time."
With regard to what is now called the Dorian
Invasion, Bernal notes that in ancient times this was much more
frequently called "the return of the Heraklids." The Dorians came from
the northwestern fringes of Greece, which had been less affected by the
Middle Eastern culture of the Mycenaean palaces which they destroyed.
Their use of the name Heraklids was a claim not only to divine descent
from Herakles, but also to Egyptian and Phoenician royal ancestors. This
is not simply a modern theory. Ancient sources show that the descendants
of these conquerors, the Dorian kings of classical and Hellenistic
times, believed themselves to be descended from Egyptians and
Phoenicians." Bernal argues that
the explanation of Greek development in terms of Egyptian and Phoenician
influences was overthrown for external reasons, not because of major
internal deficiencies or weaknesses in the original explanation, but
because eighteenth- and nineteenth-century Romantics and racists could
not tolerate the idea that the crown jewel of European civilization owed
its beginnings to a racial mix of cultures. For such reasons the ancient
model had to be discarded and replaced by something more acceptable to
the political and academic views of the time.
The Aryan model.
The Aryan model, an alternative theory about the development of the
ancient Greeks, first appeared in the first half of the nineteenth
century. It denied any influence of Egyptian settlements and expressed
doubt about a role for the Phoenicians. An extreme version of this model
was propounded during the height of anti-Semitism in Europe in the
1890s, and then in the 1920s and 1930s; this particular explanation
denied even the Phoenician cultural influence." According to the Aryan
model, there had been an invasion from the north, an invasion not
described by ancient writers, which had overcome the existing
pre-Hellenic culture. Greek civilization was seen as the result of the
mixture of the Indo-European speaking Hellenes and the older peoples
over whom they ruled.
Bernal argues that four forces explain the
overthrow of the ancient model as a description of the beginnings of
Greek culture: Christian reaction to the threat of Egyptian ideas, the
rise of the concept of "progress," the growth of racism, and Romantic
Hellenism .16 In particular, a tidal wave of ethnicity and racialism
swept over northern Europe at the end of the eighteenth century. The
view was established that humankind was made up of races that were
intrinsically unequal in physical and mental endowment. Racial mixing
could lead to degradation of the better human qualities. To be creative,
a civilization needed to be "racially pure." It became accepted that
only people who lived in temperate climates - that is, Europeans - could
really think. Thus the idea that "Greece, which was seen not merely as
the epitome of Europe but also as its pure childhood, [could be] the
result of the mixture of native Europeans and colonizing Africans and
Semites" could not be tolerated. 17 By the turn of the eighteenth
century, the so-called "European" Greeks were considered to have been
more sensitive and artistic than the Egyptians and were seen as the
better philosophers, even the founders of philosophy. By the end of the
nineteenth century, some popular German writers had come to see the
Dorians as pure-blooded Aryans from the north, possibly even from
Germany. The Dorians were certainly seen as very close to the Germans in
their Aryan blood and character. Significant British historians of the
time also were enthusiastic about the supposedly pure northern, and
possibly Germanic, blood of the Dorians.
These ideas were developing in Europe in the
same period as the Greek War of Independence, which united all Europeans
against the traditional Islamic enemies from Asia and Africa. This war
and the philhellenic movement throughout Europe and North America, which
supported the struggle for independence, helped refine the existing
image of Greece as the epitome of Europe. Paradoxically, the more the
nineteenth century admired the ancient Greeks, the less it respected
their writing of their own history.
Linguistic evidence and the ancient model.
Bernal provides evidence in support of his view that Egyptian and
Phoenician elements were powerful in the development of ancient Greek
culture. He notes that it is generally agreed that the Greek language
was formed during the seventeenth and sixteenth centuries B.C. Its
Indo-European structure and basic lexicon are combined with a
non-Indo-European vocabulary of sophistication. He argues that since the
earlier population spoke a related Indo-European language, it left
little trace in Greek; thus the presence of that population does not
explain the many non-Indo-European elements in the later language.
Bernal suggests that it has not been possible for scholars working in
the Aryan model over the last 160 years to explain 50 percent of the
Greek vocabulary and 80 per cent of proper names in terms of either
Indo-European or the Anatolian languages supposedly related to
"pre-Hellenic." Since they cannot explain them, they simply call them
pre-Hellenic.
Bernal suggests to the contrary: that much
of the non-Indo-European element can be plausibly derived from Egyptian
and West Semitic and that this would fit very well with a long period of
domination by Egypto-Semitic conquerors. He claims that up to a quarter
of the Greek vocabulary can be traced to Semitic origins (which for the
most part means the Phoenicians), 40 to 50 percent seems to have been
Indo-European, and a further 20 to 25 percent comes from Egyptian, as
well as the names for most Greek gods and many place names. Thus 80 to
90 percent of the vocabulary is accounted for, as high a proportion as
one can hope for in any language.
Bernal argues that the Indo-European
component of the Greek lexicon is relatively small. There is a low
proportion of word roots with cognates in any other Indo-European
language. Further, the semantic range in which the IndoEuropean roots
appear in Greek is very much the same as that of Anglo-Saxon roots in
English, another culture strongly influenced by invaders (in this case,
the French-speaking Normans). These roots provide most pronouns and
prepositions, most of the basic nouns and verbs of family, and many
terms of subsistence agriculture. By contrast, the vocabulary of urban
life, luxury, religion, administration, political life, commercial
agriculture and abstraction is non-Indo-European. Bernal points out that
such a pattern usually reflects a long-term situation in which speakers
of the language which provides the words of higher culture control the
users of the basic lexicon. For example, he claims that in Greek the
words for chariot, sword, bow, march, armor, and battle are
non-Indo-European. Bernal explains that river and mountain names are the
toponyrns that tend to be the most persistent in any country. In
England, for instance, most of these are Celtic, and some even seem to
be pre-Indo-European. The presence of Egyptian or Semitic mountain names
in ancient Greek would therefore indicate a very profound cultural
penetration. Bernal presents many examples of these and notes that the
insignificant number of Indo-European city names in Greece, and the fact
that plausible Egyptian and Semitic derivations can be found for most
city names, suggest an intensity of contact that cannot be explained in
terms of trade.
Bernal maintains that when all sources, such
as legends, place names, religious cults, language and the distribution
of linguistic and script dialects, are taken into account alongside
archaeology, the ancient model, with some slight variations, is
plausible today. He discusses equations between specific Greek and
Egyptian divinities and rituals, and the general ancient belief that the
Egyptian forms preceded the others, that the Egyptian religion was the
original one. He says that this explains the revival of the purer
Egyptian forms in the fifth century B.C." The classical and Hellenistic
Greeks themselves maintained that their religion came from Egypt, and
Herodotus even specified that the names of the gods were almost all
Egyptian.
Using linguistic, cultural, and written
references, Bernal presents interesting evidence connecting the first
foundation of Thebes directly or indirectly to eleventh-dynasty Egypt.
He argues that both the city name Athenai and the divine name Athene or
Atena derive from Egyptian, and offers evidence to substantiate this
claim. He traces the name of Sparta to Egyptian sources, as well as
detailing relationships between Spartan and Egyptian mythology. He says
that much of the uniquely Spartan political vocabulary can be plausibly
derived from late Egyptian and that early Spartan art has a strikingly
Egyptian appearance. For Bernal, all these ideas link up with the
Spartan kings' belief in their Heraklid - hence Egyptian or Hyksos -
ancestry, and would therefore account for observations such as the
building of a pyramid at Menelaion, the Spartan shrine, and the letter
one of the last Spartan kings wrote to the high priest in Jerusalem,
claiming kingship with him.
Bernal claims that there has been a
movement, led mainly by Jewish scholars, to eliminate anti-Semitism in
the writing of ancient history, and to give the Phoenicians due credit
for their central role in the formation of Greek culture. A return to
the ancient model is less clear with regard to Egyptian influence.
However, Bernal proposes that the weight of the Aryan model's own
tradition and the effect of academic inertia have been weakened by
startling evidence showing that the Bronze Age civilizations were much
more advanced and cosmopolitan than was once thought, and that in
general the ancient records are more reliable than more recent
reconstructions. He believes the ancient model will be restored at some
point in the early twenty-first century. For our purposes it is
sufficient to note that even the current acknowledgment of the
significance of Phoenician influence in the formation of ancient Greek
culture indicates some of the ethnic mix that made up ancient Greece. INFLUENCES IN THE GREEK ETHNIC MIX
Slavery in the ancient world.
While it is difficult to gauge the intermixture that took place between
the older established inhabitants and the infiltrating Greeks wherever
they may have come from, the tradition of slavery in the ancient
Mediterranean may have had an even greater impact on the physical nature
of the people. It has been estimated that in classical times the number
of slaves in Attica was roughly equal to the number of free inhabitants,
or around 100,000." In Sparta there was an even greater proportion of
slaves, and most of them, the helots, were Messenians. While the slaves
of Athens were a wide racial mix and therefore less likely to unite on
the basis of a common language, these Messenian helots of Sparta all
spoke Greek, and had a kind of group self-consciousness. Thus they
presented "special problems of security for their Spartan masters, whose
numbers were constantly on the decline." Changes in the
ethnic composition of Greek city-states are illustrated by the comments
about the case of Piso. Piso, who had been the recipient of an unhelpful
decision by a vote of the Athenian city assembly,
"made a violent speech in which he said
that the latter-day Athenians had no right to identify themselves with
the great Athenians of the days of Pericles, Demosthenes, Aeschylus, and
Plato. The ancient Athenians had been extirpated by repeated wars and
massacres and these were mere mongrels, degenerates, and the descendants
of slaves. He said that any Roman who flattered them as if they were the
legitimate heirs of those ancient heroes was lowering the dignity of the
Roman name."
Such historical ideas make it clear that
even two thousand years ago the notion of ethnic purity amongst the
Greeks was difficult to sustain. The ethnic mix continued over the next
two thousand years. As Nicol has observed, "The ancient Greeks were,
after all, of very mixed ancestry; and there can be no doubt that the
Byzantine Greeks, both before and after the Slav occupation, were even
more heterogenous.”
Celtic Influence.
In 282-280 B.C., a Celtic army of about 170,000 led by Brennos and
Achicorius entered Macedonia and, with Bolgios, overwhelmed the country.
The Celtic army swept into Greece, defeating the Greeks at Thermopylae,
and went on to sack the temple of Delphi, the most sacred site of the
Hellenic world, before withdrawing. The Celtic army eventually withdrew
in an orderly manner, taking their loot with them. No Greek army was
strong enough to attack them. The Celtic invasions had a lasting effect
on Greek consciousness, being commemorated in Greek literature.
Though some remained as mercenaries, the
bulk of the Celtic armies moved north again, having found little room to
settle in populated Greece and Macedonia. The Celts remained in Thrace,
though they were Hellenized. The Scordisci had established a prosperous
and strong kingdom around modern Belgrade, and one Celtic tribe settled
on the slopes of Haemos. However, most went further north and east, some
even settling in Asia Minor, in Galatia.
Greeks as Slavs.
In recent historical time other Europeans have held the view that the
people of modern Greece have little ethnic connection with the ancient
Greeks. Robert Browning, 32 a writer who is sympathetic to the Greeks,
discusses the writings of the Bavarian Johann Philipp Fallmerayer, who
in 1830 proposed that the Slav invasions and settlements of the late
sixth and seventh centuries resulted in the "expulsion or extirpation of
the original population of peninsula Greece. Consequently the medieval
and modern Greeks ... are not the descendants of the Greeks of
antiquity, and their Hellenism is artificial." Fallmerayer's view that
not a drop of pure Greek blood is to be found in the modern Greek is
often held to be extreme. A more moderate version of essentially the
same idea was presented more recently by R.H. Jenkins. Browning concedes
that the Slavic impact was considerable in the Balkan peninsula, and
that there was great intermixture of races in Balkan Greek lands. He
says Fallnierayer wits right in drawing attention to the extensive Slav
invasion and settlement in continental Greece. Despite the great
attention given by the Greek government to renaming towns, villages,
rivers and other geographic locations, there remain large numbers of
place names of Slavonic origin. Even so, Browning suggests, the majority
of the Greek-speaking people lived in Constantinople and Asia Minor, and
in these more distant locations were not so strongly affected by the
Slavs. He says also that the original population was not extirpated or
expelled, since many remained in coastal regions, cities, and
inaccessible areas.
Nicholas Cheetham is uncompromising in the
language he uses to describe the Slav influence. He says that between
the fifth and seventh centuries "a sharp and brutal revolution altered
the whole character of Hellas... It also involved a steep decline of
civilized life and an almost total rejection of former values... The
most striking change affected the ethnic composition of the people and
resulted from the mass migration of Slavs into the Balkans which began
in the sixth Century.”
Cheetham explains that the eastern emperor
held back the Slavs for decades. For instance, the emperor Constans Il
(642-68) successfully forced back the "Macedonian Slavs" (as Cheetham
calls them) who were threatening Thessalonika. Later Constans' grandson,
Justinian II, undertook a major campaign against the Slavs and settled
many in Asia. But in the end there was a continuous infiltration
followed by settlement. It seems that earthquakes and the bubonic plague
had thinned the population on the eve of the Slav invasion. After the
great plague of 744-747, Constantinople was repopulated with Greeks from
the Balkan peninsula and the islands, and this may have made even more
room for the newcomers. The land was repeopled, Cheetham says. The Slavs
occupied the fertile plains and river valleys, while the original
peoples were forced into the numerous mountain ranges. The Slavs
remained rural dwellers, so the cities may have suffered less from their
arrival. The Slav settlements extended the length and breadth of the
Balkan peninsula. They overran the "whole of Greece," and more, Cheetham
says. Their influence extended across the Balkans from the Danube to
Cape Tainaron. In the process, Roman authority was submerged, and the
remnants of classical culture and the Christian religion were
extinguished. There were few areas remaining where the Greeks
predominated, though at least in those early times Thessalonika was one
of them. In the eighth century Strabonos Epithomatus wrote, "And now, in
that way almost all of Epirus, Hellada, the Peloponnese and Macedonia
have also been settled by the Skiti-Slavs." In general, the lands that
had been Greek in ancient times were commonly regarded by foreigners as
a Slav preserve.
In 805 the Slavs came under imperial
control. They learned the ways of Roman citizens and were probably being
attracted to Christianity. Eventually, peasant farmers from Asia minor
were brought in to recolonize coastal plains and river valleys of
"Hellas." Those Slavs who did not assimilate were gradually pushed back
into the more rugged and inhospitable regions of the interior.
The distinction between Romans and
assimilated Slavs became blurred. As early as 766 Niketas, a
(Macedonian) Slav, became patriarch of the Constantinople patriarchate.
Nicholas Cheetham claims that the Orthodox
church made intense efforts to convert the Slavs in Greece, and that
this took effect more or less in the period from A.D. 800 to 1000, only
when the Greek language had ousted Slavonic. Again, this effect was
stronger in the southern part of the peninsula than further to the
north, since the Christianization of the Slavs as a whole was made
possible only when some Slav monks from Thessalonika created a suitable
script in their own language as the vehicle for this task. Yet the
central point, that the ethnic mix was profound, is quite clear.
Another historian, Tom Winnifrith, says that
the Slav conquest of the Balkans was rapid, eliminating the Latin
heritage. He says the Slavs "spread throughout Greece." However, it was
not just the Slavs who created ethnic change at this time. Winnifrith
says there were many Latin-speaking refugees from cities in the thickly
populated areas of the Danube frontier and Illyricum who are likely to
have gravitated to Salonika and Constantinople and exchanged their Latin
for Greek. These refugees added another element to the constantly
changing ethnic equation in the Balkans.
The extent of the Slavic inroad is evident
on maps showing mediaeval population distribution. The map titled "Slavs
in the Balkans" shows that by about the eighth century A.D., Slavs were
settled along the whole length of the Balkan peninsula right to the tip
of the Peloponnese and were especially strong along the western coast.
Pockets of Greek inhabitants remained along the east coast.
The Byzantine emperor Constantine
Porphyrgenitus openly says that the whole of Hellas had been Slavicized.
The Slavonic tribes of the Ezerites and the Milingi were independent in
the Peloponnese in the seventh and eighth centuries and did not pay
tribute to Byzantium. Even today in the Peloponnese, one cannot go three
miles in any direction without encountering a Slavonic place-name."
Arnold Toynbee compares the Slavic invasion
with the early Greek invasions, noting that "on the mainland itself, the
Slav occupation was more nearly complete than the North-West-Greek
occupation had been." He explains that Attica was not occupied in either
historical invasion, but in the Peloponnese, "Arcadia, which had escaped
occupation in the twelfth century B.C. was now overrun." For more than
two hundred years, till the reconquest of the Peloponnese by the East
Roman government around A.D. 850, the Slavs controlled almost all of it.
"As late as the year A.D. 1204, the French invaders of the Peloponnese
found that, after more than three centuries of East Roman rule, there
were still two independent Slav peoples, the Ezeritai and the Melingoi,
in the fastness of Mount Taygetos."
There is much agreement among historians
about the dramatic and overpowering influx of Slavic peoples to Greece.
These people often intermarried and were assimilated in the "Roman"
culture. Some writers tend to downplay the importance of the racial
intermixture for Hellenization, suggesting that being a Hellene does not
require particular racial antecedents. This is a point that modern
Greeks appear unwilling to believe. Their preference seems to be simply
to deny that "ethnological adulteration" ever took place. For example,
in Macedonia, History and Politics (a publication sponsored by the Greek
government and distributed throughout the English-speaking world) it is
acknowledged (p. 10) that after Basil 11 there was a "solid Slav
element" in Yugoslav and Bulgarian Macedonia, but it claims there was no
impact at all in Greek Macedonia, or in Greece itself. The analyses from
other sources lead us inevitably to a rejection of these claims. The
Slavic influence in what is now Greece is clear. However, there were
other important influences also.
Greeks as Albanians.
Slavs were not the only groups to move into the southern part of the
Balkan peninsula. Many Albanians came in also. Albanians settled in
Athens, Corinth, Mani, Thessaly and even in the Aegean islands. In the
early nineteenth century, the population of Athens was 24 percent
Albanian, 32 percent Turkish, and only 44 percent Greek. The village of
Marathon, scene of the great victory in 490 B.C., was, early in the
nineteenth century, almost entirely Albanian."
Nicholas Hammond a historian who is
sympathetic to the Greek view that the ancient Macedonians were a Greek
tribe and who has had several works published in Athens, is unable to
support the Greek view on this matter. He says that by the middle of the
fourteenth and early fifteenth century the majority of people in the
Peloponnese were Albanian speakers. The fascinating point is that the
people with whom they were competing for land were overwhelmingly not
the original Greek-speaking Roman citizens, but the new breed of
Greek-speaking Slavs. As Hammond says, many Greek-speaking people at
that point in time were probably ethnic Slavs.
The continuing impact of this new ethnic and
cultural force is indicated in Hammond's comments that the Albanian
incursions into Greece continued under the Turkish system and went on
right into the eighteenth century, and that the descendants of these
Albanian people were still speaking Albanian when he was in Greece in
the 1930s. This is not a reflection on the national consciousness of
these Greek citizens, for as Hammond explains, they thought of
themselves as Greek. Indeed Hammond points out that the Albanian role in
the resistance to the Turks, and in the formation of the Greek nation,
was significant. Like the Slavs, the Albanians became attached to their
new lands, learned the new language, and began to think of themselves as
one with the other peoples living there.
Greeks as Vlachs.
Also quite numerous during the eighteenth century in Greek lands and in
territories that were to become Greek were the Vlachs. Hammond says that
the Vlachs came in with the Albanians and provided leadership. He
suggests that the Vlach peoples probably originated in Dacia, an area
that is now part of Romania. Hammond says that the Vlachs managed to
acquire possession of the great Pindus area. In general, they stayed in
northern Greece and were never assimilated in terms of language the way
that other ethnic groups were, though some groups ended the nomadic life
and settled in Macedonia and in Thessaly. According to Tom
Winnifrith, some Greek writers have claimed the Vlachs as ethnic Greeks.
He is skeptical about this idea, claiming that these Greek historians
have "been at unfair pains to eliminate almost completely the Latin
element in Vlach language and history." Winnifrith comments that one of
these Greek writers, M. Chrysochoos, the first to suggest that the
Vlachs living in the passes crossing the Pindus mountains were the
linear descendants of Roman soldiers, is inspired by misplaced
patriotism to insist that these Romans were really some kind of Greeks.
The Vlachs seem to have left Dacia as part
of a wave of migration that spread throughout the Balkans from Greece,
where they are known as Kutzo Vlachs, Tzintzars, or Aromani, through
Bulgaria and Yugoslavia to the Trieste region . Many of them are still
in these areas today. They all speak varieties of Romanian, but
represent the remnants of originally Dacian-, Illyrian-, Thracian- and
even Scythian- speaking tribes. Vlachs settled in Thessaly, Rourneli,
the Ionian islands and the Aegean islands. The Romanian Balkan
history professor Motiu has said that the Vlachs comprised 7 to 8
percent of the population of Greece, numbering seven to eight hundred
thousand. There have been no population statistics regarding the Vlach
minority since the Greek census of 1951. The census of 1935 and 1951
recorded 19,703 and 39,855 Vlachs respectively. Greece does not
recognize the presence of a Vlach minority.
Greeks as Turks.
A recent issue that has engaged the vigorous attention of Greek
politicians is the position and status of Cyprus. It is an area of
conflict with Turkey, and one in which Greece has attempted to influence
world opinion in its direction by fostering the theory of Greek ethnic
purity. In 1964 German archaeologist Franz Maier argued that the Turkish
Cypriots were a "people" and not a minority, and that Greek Cypriots and
Greeks were not really racially Greek but a mixture. Similarly the
Cypriot sociologist Andreas Panayiotou has been quoted as saying that
Cypriots were not Greek, but were a synthesis of Greek, Turkish and
other elements. He advocated that the Cypriot dialect should become the
island's official language.
Some external observers (perhaps with their
own case to make) have come to similar conclusions: "Greece, while
denying the presence of ethnic and religious minorities within its
borders, tries to convince the world that the Orthodox people living in
its neighboring countries are ethnic Greeks. But this is not true. In
Cyprus, the Southern Cypriot Orthodox whom Greece presents to the world
as Greek Cypriots, are not ethnic Greeks.”
This material demonstrates that the Greek
attitude towards ethnic purity in Greece, and all that follows from it,
can be seen in various spheres of political interest, not only in the
case of the ethnic Macedonians of Aegean Macedonia and in behaviors
towards the new Republic of Macedonia. It is a mainstay of the Greek
nationalist position.
The Cyprus position is something of a
special case; nevertheless, it reminds us of the 400-year occupation of
Greek lands by the Turks and the inevitable ethnic impact. It has
already been noted that in the early part of the nineteenth century the
population of Athens was about one-third Turk. "Auberon Waugh ... wrote
in The Daily Telegraph that the Greeks of today, with hairy popos, flat
noses and bushy eyebrows, are clearly a race of Turkish descent and have
nothing to do with the Greeks of antiquity sculpted on the Elgin
marbles."
The Greek independence movement.
just as interesting as the ethnic diversity of Greece is the idea that
the new peoples in the southern Balkan peninsula learned Greek, became
good Roman citizens, and identified a community of interest with other
peoples living in their land. Writing nearly one hundred and fifty years
ago, just a few years after the success of the Greek revolution, George
Finlay49 noted that the local energies and local patriotism of all the
Christian municipalities in the Ottoman empire were able to readily
unite in opposition to "Othoman oppressions" whenever some kind of
communication or administrative structure to centralize their efforts
could be created. In these local institutions, Finlay suggested, a
foundation was laid for a union of all the Christian Orthodox races in
European Turkey. This comment was made, of course, a generation before
Bulgaria achieved its autonomy from the Turks, and long before a
Macedonian state became possible. Greece was then still a very small
state at the bottom of the Balkan peninsula. Finlay recognized " the
vigorous Albanians of Hydra, the warlike Albanians of Suli, the
persevering Bulgarians of Macedonia, and the laborious Vallachians on
the banks of the Aspropotamos" who embarked together on a struggle for
Greek independence, "as heartily as the posterity of the ancient
inhabitants of the soil of Hellas. Nicholas Hammond tells us that in the
Greek War of Independence the Albanians, above all, drove the Turks
out.
The heroism and determination of the Greek
revolutionaries alone probably would not have been enough to overcome
the Turks and their allies. The armed intervention of the European
powers made a difference at crucial times. With the beginning of the
Greek War of Independence in 1821, the Turkish sultan gave Mohammed Ali
(an Albanian general of the Turkish forces in Egypt who had seized power
in 1808) the provincial governorships of Crete and the Peloponnese with
a commission to exterminate the Greek rebels. The Greek fleet kept them
out till 1825, when the fleet mutinied over a lack of pay. A battle at
Missolonghi, where Greek patriots were being besieged by the Turks, was
swayed in Turkish favor by the arrival of the Egyptians. The heroic
defense and the appearance of an Egyptian threat moved the governments
of Europe to support the Greek cause. In 1827 squadrons of British,
French and Russian navies destroyed the Turkish and Egyptian fleets at
Navarin, and Greek independence was made certain.
According to anthropologist Roger Just, most
of the nineteenth-century "Greeks," who had so recently won their
independence from the Turks, not only did not call themselves Hellenes
(they learned this label later from the intellectual nationalists); they
did not even speak Greek by preference, but rather Albanian, Slavonic,
or Vlach dialects." He held that their culture was similarly remote from
the culture of the ancient Greeks. Their "customs and habits might seem
to bear as much if not more relation to those of the other peoples of
the Balkans and indeed of Anatolian as they did to what were fondly
imagined to be those of Pericline Athens."
Maintaining the myth.
Other Europeans have become irritated with the Greek myth of ethnic
purity. For instance, in an editorial in The Sunday Telegraph, London,
March 27,1994, the Greek attitude is taken to task:
What is the word for this obsessive Greek
pseudo-relationship with their country's past (they even have a
magazine, Ellenismos, devoted to the subject)? It is not quite
pretentiousness. There is too much passion for that. No, the Greeks, the
ancient ones, had a word for the modern Greek condition: paranoia. We
must accept that Mr Andreas Papandreou (Greek prime minister) and the
current EC presidency are the sole legitimate heirs of Pericles,
Demosthenes and Aristide the Just. The world must nod dumbly at the
proposition that in the veins of the modern Greek ... there courses the
blood of Achilles. And their paranoid nationalism is heightened by the
tenuousness of that claim.
The Editor of The Sunday Telegraph argues
that Greece has been ruthless in erasing traces of ethnic diversity, and
suggests that the desperation of its actions, including the Greek claim
to a monopoly of the classical past (in which all peoples of European
origins have a share) can be explained by the fact that the Greeks today
are a mixture of Slavs, Turks, Greeks, Bulgars, Albanians, Vlachs, Jews
and Gypsies.
One modern Greek intellectual who now lives
outside of that country has reflected on the forces within Greece that
foster and sustain the theory of Greek ethnic purity:
In retrospect it is clear to me that my 12
years of Greek schooling, mainly in the 1970s, conspired to instill in
me precisely one attitude: an almost unshakable belief in the purity and
unity of the Greek people, language and culture ... Belief in the
continuity of Greece against all odds was enabled also by the method of
withholding information and sealing off interpretive paths. We had, as
children, neither the capacity nor the inclination to explore disunities
and "impurities.” Modern Greek
citizens who try to assert their ethnic identity are not treated
tolerantly in Greece even today. One of these recently said, "There are
a million Macedonian speakers [in Greece]. We are entitled to rights, to
associations, schools, churches, traditions ... I have a Macedonian
ethnic consciousness ... I belong to an ethnic minority which isn't
recognized by my State." As a consequence of this statement and others
like it, Christos Sideropoulos and another Greek Macedonian, Anastasios
(or Tasos) Boulis, repeatedly faced the Greek courts. They were charged
with spreading false rumors about the non-Greekness of Macedonia and the
existence of a Macedonian minority on Greek territory which is not
officially recognized, and with instigating conflict among Greek
citizens by differentiating between the speakers of a Slavic language
and Greeks. If convicted they faced possible terms of several years'
imprisonment and heavy fines .14 More will be said about charges of
human rights abuses against Greece in a later chapter. At this point it
is enough to recognize the continuing vigor with which Greece asserts an
ethnic purity that cannot be substantiated by historical analysis.
Of particular interest are the population
changes that have occurred in Aegean Macedonia during the twentieth
century. The Greek position is that the Greek citizens of Aegean
Macedonia have a genuine claim to historic connection with Macedonia and
that the Slavs do not. It is implied that they have this connection
since they are Greek and the ancient Macedonians are claimed to have
been Greek. However, it is not commonly known, even among Greeks, that a
majority of the "Greek" population of Aegean Macedonia can trace its
immediate ancestors not to Macedonia, but to Anatolia, western Turkey,
since they came from Turkey as refugees in the 1920s during one of the
Greek-Turkish wars. The population of western Turkey at the time had
been subject to many of the same forces that affected the populations of
the southern Balkans, though for various reasons, including the tendency
of the Byzantine Empire to move troublesome peoples to this area and the
strong presence of peoples of Turkic origin, the mix was even more
complex. If the connection of Balkan Greek speakers to the ancient
Greeks and thence to the ancient Macedonians is tenuous, the links with
the Turkish Greek speakers who came into Aegean Macedonia are even more
dubious. This issue will be explained further in another chapter.
Nineteenth-century European attitudes
toward Greece. In 1821, after the
Greek War of Independence broke out, western Europe was swept by
Philhellenism." The Germans were the nationality most quickly and deeply
involved. Over 300 Germans went to fight in Greece, but throughout
Europe tens of thousands of students and academics were involved in
support movements. Many Britons, French, and Italians went to Greece to
fight, and there was a strong support movement in the U.S. Though only
sixteen North Americans reached Greece, the widespread philhellenic
feelings arising from the war provided a big boost for the "Hellenic"-
Greek letter -fraternities in the US. Shelley wrote: We are all Greeks.
Our laws, our literature, our religion, our arts all have their roots in
Greece. But for Greece ... we might still have been savages and
idolaters ... The human form and the human mind attained to a perfection
in Greece which has impressed its images on those faultless productions
whose very fragments are the despair of modern art, and has propagated
impulses which can never cease, through a thousand channels of manifest
or imperceptible operation, to enable and delight mankind until the
extinction of the race.
Throughout western Europe, the Greek War of
Independence was seen as a struggle between European youthful vigor and
Asiatic and African decadence, corruption and cruelty.
The Greek fight for independence had
attracted European sympathy because of European distrust of the Moslem
Turks, sympathy with the Christian Greeks, a great respect for classical
Greek scholarship, and views developing in Europe that the ancient
Greeks were "northern Europeans" and the originators of philosophy and
science. Despite this favorable view of the ancients, closer inspection
of modern Greeks had left many western Europeans disappointed with their
heroic, but superstitious, Christian and dirty, "descendants," whom some
regarded as "Byzantinized Slavs.” These views were not isolated. Mark
Twain, for instance, "had thought modern Greeks a libel on the
ancients."" The English poet Byron was shocked when he came to Greece
expecting to find the tall, blond, blue-eyed heroes of antiquity.
Cheetham10 says that the new Greeks were
regarded with vague suspicion in academic circles, since their
association with ancient Greece was not considered to be genuine. They
were, in Robert Byron’s words, "discounted as the unmoral refuse of
medieval Slav migrations, sullying the land of their birth with the fury
of their politics and the malformation of their small brown bodies."
Cheetham says that the classical master at his school commiserated with
him on the prospect of his having to consort on his holidays with what
he called "those nasty little Slavs."
It may be that European racist contempt for
the Greek revolutionaries of the nineteenth century goes some way toward
explaining the persisting determination of the Greeks to create an
alternative racial model for themselves. If we juxtapose the
nineteenth-century view of the ancient Greeks as Aryans with attitudes
towards the ethnic characteristics of the Greek revolutionaries, we can
see the enormous burden that the Greeks carried in their dealings with
Europe. While it has been a characteristic of new nation-states during
the last century and a half to manufacture a suitable cultural,
linguistic and ethnic pedigree for themselves, the Greeks have carried
this process through to an extent that is unparalleled in Europe. Even
today, Greece clings to a European connection via its rather tumultuous
relationship with the European community. It is ironic that a part of
the continuing European mistrust of the Greeks, as is evident from
influential editorial comments such as those cited above, has developed
because of the very myths that the Greeks propagate in order to purify
their image. Greek myth-making today can be seen as inspired by the
wider European racism of the nineteenth and early twentieth century, and
even a continuation of that racism. The United States State Department
and international human rights organizations have claimed that Greek
suppression of ethnic minorities has come out of such policies. These
claims will be elaborated in a later chapter. THE CONTINUATION OF GREEK CULTURE?
Arnold Toynbee discusses the evolution of
the meaning of the word "Hellene" in Greek literary usage, noting that
it was originally given to a very specific group of northwest
Greek-speaking people who lived in the interior of Epirus, but later
came to be used to describe the association of twelve peoples in central
and northeastern continental Greece that formed the Delphi-Anthela
amphictyony. This was primarily a religious communality. Other Greek
citystates joined this association and the name Hellene was applied to
all who participated in this civilization. Toynbee points out that the
principal distinctive feature of this new Hellenic civilization, a
characteristic that distinguished it from the earlier Mycenaean
civilization, was the city-state. This feature was more important even
than language, as is evidenced by the admission of the Luvian-speaking
city-states of Lycia and Caria.
Toynbee notes that Herodotus, writing in 479
B.C., put common race and language first in his definition of Hellenism,
but acknowledged a role for a common culture. However, Isocrates, nearly
100 years later (380 B.C.), made the point that the Athenians "have
given the name 'Hellenes' a spiritual connotation instead of its former
racial one. People who share in our Athenian culture are now felt to
have a stronger title to the name 'Hellenes' than people who share with
us merely a common physical make-up.
Robert Browning dismisses the significance
of the Slavic influence in Greece by taking up this idea, arguing that
being Hellene was not a matter of genetics or tribal membership, but of
education. Thus Browning suggests that if you speak Greek and live like
a Greek, you are Greek. Cheetharn takes a similar tack, claiming that
the "original" citizens of the Balkan peninsula were intensely proud of
their Hellenic culture but adding that questions about racial origins
would have appeared pointless to educated persons of the high Byzantine
age, since they tended to indifference towards such matters. They had
become quite accustomed to the enormous ethnic mixture that had
characterized the empire since late Roman times. Both of these
explanations, though intended to be sympathetic to the Greeks, are
diametrically opposed to the present Greek government position.
Like Robert Browning, Cheetharn makes the
point that there was at least some continuity of culture in early
medieval times, since the mixture of peoples was held together by the
combined power of "Greek civilization, Roman law and the Christian
religion." Cheetham argues that the Slav immigrants were progressively
intermingled with the Greeks so that an eventual fusion took place.
Browning also notes that over time the Slavs
were acculturated and were often converted to Christianity. A process of
"re-hellenization" took place, led by the Greek Orthodox Church, using
the vehicle of the Greek language. To use the words of Nicholas Cheetham,
(in the south) "religion and Hellenization marched hand in hand." The
Slavs and Albanians, in particular, converted to Christianity and
learned to speak Greek.
The nature of this re-hellenization must be
questioned, since even its advocates recognize that Roman law and the
Christian religion were in no sense contiguous with classical culture
yet made up a large part of the character of this "new hellenic
culture." If we strip away the religion of classical Greece and the
unifying force of common shrines and rituals of the Delphi-Anthela
arnphictyony; eliminate the political structure of the city-state; and
replace Greek law and administrative procedures with those of Rome, it
seems unreasonable to assert that the remaining elements constitute a
culture essentially the same as classical Greece. It is simply not
plausible to suggest that the bulk of Greekspeaking Roman citizens in
the Middle Ages, let alone the former Turkish subjects of
nineteenth-century Greece, "lived like" ancient Greeks.
Making a case about the difficulty classical
writers faced in distinguishing between dialects of Greek, Arnold
Toynbee 61 offers an analogy. He suggests that a speaker of High German
from Frankfurt am Main, or a speaker of Low German from Flanders or
Holland, might find it difficult to believe that the language spoken by
people in some rural district in Luxembourg, Alsace, or one of the
forest cantons of Switzerland is a dialect of his own language. Perhaps
the most interesting point about this example is how it demonstrates
that although people may speak dialects of the same language, they can
enjoy very different lifestyles and cultures. If we compare the Dutch
seaman of the sixteenth century and a Swiss-German farmer of the same
period, we might wonder whether the two would see any affinities between
themselves except for a remote language similarity. We might also
contemplate the absurdity of the idea of a Swiss-German of the present
day saying to himself, "My (Dutch) ancestors were among the greatest of
sea navigators." It would be an anachronism.
Eric Hobsbawn reminds us: The most usual
ideological abuse of history is based on anachronism rather than lies.
Greek nationalism refused Macedonia even the right to its name on the
grounds that all Macedonia is essentially Greek and part of a Greek
nation-State, presumably ever since the father of Alexander the Great,
king of Macedonia, became ruler of the Greek lands on the Balkan
peninsula ... it takes a lot of courage for a Greek intellectual to say
that, historically speaking, it is nonsense. There was no Greek
nation-State or any other single political entity for the Greeks in the
fourth century B.C.; the Macedonian empire was nothing like the Greek or
any other modern nation-state, and in any case it is highly probable
that the ancient Greeks regarded the Macedonian rulers, as they did
their later Roman rulers, as barbarians and not as Greeks, though they
were doubtless too polite or cautious to say so.
In the same way that it would be
questionable for a modern Swiss-German to claim descendence from
sixteenth century Dutch seafarers, it is questionable for modern Greeks
to claim family affinity with the ancient Macedonians, even if the
ethnological purity which such a claim requires could be established.
An appeal to continuity of Hellenism through
the Greek language is similarly dubious. We have already seen Roger
Just's comment that by the nineteenth-century most of the newly
independent "Greeks" did not call themselves Hellenes, and did not even
speak Greek by preference. Furthermore, the use of a form of the Slavic
language was still widespread, perhaps dominant, in the territories that
were not taken into the Greek nation until later in the nineteenth and
twentieth centuries.
It has been claimed that the Greek language
of the nineteenth century was a corrupted ecclesiastical version of
classical Greek that the ancients might have had some trouble
comprehending. George Finlay was extremely critical of this language and
the role of the church hierarchy based in Constantinople in reducing it
to the level apparent in the mid-nineteenth century. If we consider the standard applied by Herodotus that ancestry, language and culture were the basis for Greek community, or even if we prefer the evolved definition of Isocrates that gives primary emphasis to culture, it is not an unreasonable conclusion that nineteenth-century Greeks failed to meet these criteria. After the establishment of independence, Greek intellectuals made a great effort to return their country to its Hellenic past. Classical place names were revived, and Turkish, Venetian and even Byzantine buildings were removed to reveal ancient ruins. The language was standardized in the nineteenth century as part of a concerted effort to create a new Greece. This brought some stability to the culture of the diverse "new Hellenic" peoples who could be recognized at that time. Since 1988 and the renaming of northern Greece as Macedonia, a whole new focus has been given to the Greek effort to identify with the classical and Hellenic past.
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